Assistant Compliance Manager

Full Time | Hong Kong

Responsibilities:

Main responsibilities will be mainly covering the general firm-wise compliance functions across all licensed corporates (e.g. Brokerage; Exchange and Capital) like:

  • Employee Dealing processing & monitoring;
  • Licensing Maintenance (applications / corporate notifications / CPT);
  • Regulator Correspondences / Surveys / Statistics / Regular Filings;
  • Assisting in Onboarding KYC & AML Compliance checks;
  • Assisting seniors for ad hoc compliance tasks;
  • Compliance experiences in Cryptoassets and Surveillance will be an advantage

Requirements:

  • Bachelor’s Degree in Law, Finance or related disciplines
  • Minimum 4-5 years in Compliance acquired from regulatory authority, cryptocurrency exchanges, fintech firm, financial or banking industry
  • Proficient in MS Office, Excel, and PowerPoint and Chinese character input
  • Proficient in English, Mandarin and Cantonese

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